A reminder of why the SEC exists from the Chain Garry Gensler – “Partners of Honest Business and Prosecutors of Dishonesty”: Remarks Before the 2023

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A reminder of why the SEC exists from the Chain Garry Gensler – “Partners of Honest Business and Prosecutors of Dishonesty”: Remarks Before the 2023 Securities Enforcement Forum

‘Nothing motivates individuals and firms quite like accountability.’

Accountability starts with a robust set of allegations or findings of fact. The public benefits and justice benefits. The allegations and findings of fact convey to market participants—many of them, your clients—what about the action crosses the line.

While the press often reports on the monetary remedies, accountability also is about the undertakings or the commitments of firms to update their procedures or retain independent compliance officers.

Ted Dziekanowski Brian D. McCarthy Bob Dix Rachel V. Rose, JD, MBA

#theagustagroup #cybersecurity #cyberriskmanagement

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