A very interesting speech given by Gurbir S. Grewal the director of the division of enforcement at the SEC earlier this month. ‘Enforcing the…

← Back to Blog

A very interesting speech given by Gurbir S. Grewal the director of the division of enforcement at the SEC earlier this month. ‘Enforcing the Federal Securities Laws in the Age of Crypto’.

A speech that gives some clues as to the SECs baseline in respect of regulatory enforcement. One may heed some of the points made in the speech and reflect on the recent Supreme court rulings, the role of the SEC as a markets regulator and foundations of securities laws hat date back decades.

‘As Justice Thurgood Marshall put it decades later, “Congress painted with a broad brush,” and its “purpose in enacting the securities laws was to regulate investments, in whatever form they are made and by whatever name they are called.”

@Thaddeus Dziekanowski Brian D. McCarthy Rachel V. Rose, JD, MBA

Veritas GRC U.S. Securities and Exchange Commission

#cybersecurity #cyberriskmanagement

View Original Post
https://www.linkedin.com/feed/update/urn%3Ali%3Ashare%3A7217843164588449793