#cftc

Cybersecurity, Regulation & Compliance

The SEC and CFTC have issued further penalties to Financial Institutions for the failure to secure unapproved communications methods and keep

The SEC and CFTC have issued further penalties to Financial Institutions for the failure to secure unapproved communications methods and keep appropriate records and supervision. That are fundamental to trades and transactions and it seems continues to be a problem…

Andy Watkin-Child
August 9, 2023

Cyber Risk Management, Cybersecurity, Regulation & Compliance

Thank you for posting Ted Dziekanowski. This is an important step from the Commissionaire of the Commodity Futures Trading Commission (CFTC).

Thank you for posting Ted Dziekanowski. This is an important step from the Commissionaire of the Commodity Futures Trading Commission (CFTC). One must remember the important role that the CFTC has in regulating the sale of commodity and financial futures…

Andy Watkin-Child
June 2, 2023

The SEC and CFTC have issued further penalties to Financial Institutions for the failure to secure unapproved communications methods and keep

Thank you for posting Ted Dziekanowski. This is an important step from the Commissionaire of the Commodity Futures Trading Commission (CFTC).

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