financialcontrol

Cybersecurity, Regulation & Compliance

Earlier this Month the SEC announced fines of over $1.1 Billion levied against 16 Financial Institutions for their use of messaging apps ( Apps used…

Earlier this Month the SEC announced fines of over $1.1 Billion levied against 16 Financial Institutions for their use of messaging apps (), Apps used by staff to discuss trades and deals in breach of market regulation. The SEC is…

Andy Watkin-Child
October 12, 2022