A history of the 2022 cybersecurity announcements by the Securities and Exchange Commission (SEC). A great read from the NLR that provides a concise picture of the relevant announcements made by the SEC this year. Focusing upon cybersecurity assurance, legislative…
An appropriate refresher from the Securities and Exchange Commission (SEC) on the role of audit. Audit is critical to regulatory compliance, providing investor confidence and boards with the appropriate oversight and assurance of both financial and non financial risks. Long-recognized…
The CMMC AB has rebranded itself at the ‘Cyber Accreditation Body’. A move that may get some cybersecurity accreditation bodies in the industry interested, especially if it plans to spin out its cybersecurity training. One wonders what will happen when…
The historic city of Palermo has taken the step of shutting down all its IT systems, in the face of what is believed to be a attack by Pro Russian Hackers. Ted Dziekanowski #cybersecurity #cyberriskmanagement #governance #regulation #italy View Original…
Finance regulators are to focus on Greenwashing of ESG funds. The Securities and Exchange Commission announced a $1.5mn fine on BNY Mellons fund management division for allegedly providing misleading information on its ESG investments. It also promised tighter rules on…
I am surprised. The role of leaders is to manage cyber risk, as they manage any risk to their business strategy, operations and balance sheet. I wonder what the future holds as cyber regulation and enforcement programs develop? Leaders confidence…
The gap between cybersecurity awareness and risk mitigation is not closing. At a time when the frequency, complexity and severity of cyber attacks continues to increase. A gap that will have an impact on companies as the regulatory environment for…
Glencore is to plead guilty to bribery and market manipulation charges bought about through a joint U.S. UK investigation by the UK Serious Fraud Office and U.S. Justice Department. Glencore will pay $1.5bn in overall penalties. $1.1Bn to US authorities,…
Complex products such as the F35 lend themselves to buy Allied and it makes complete sense to work with Allied nations on the design. manufacture and sales of weapon systems. As the current Ukraine crisis is demonstrating. BUT, what do…
Market regulators will address Crypto as a digital asset, alongside traditional financial products. Dean Armstrong QC #crypto #regulation #governance #g7 View Original Post
