#soxcompliance

Cyber Risk Management, Cybersecurity, Regulation & Compliance

A timely reminder by the SEC of the importance of management’s and auditors responsibility over risk assessment processes, and the effectiveness of

A timely reminder by the SEC of the importance of management’s and auditors responsibility over risk assessment processes, and the effectiveness of internal control over financial reporting (ICFR). Timely, as the SECs Final Cyber ruling is effective the 5th of…

Andy Watkin-Child
August 26, 2023

Regulation & Compliance

An interesting communication from the SEC on the need for high quality financial audits and the role of the PCAOB.

An interesting communication from the SEC on the need for high quality financial audits and the role of the PCAOB. Coming at a time when the SEC warned Chinese firms for switching auditors to avoid trading bans. () One suspects…

Andy Watkin-Child
September 7, 2022

A timely reminder by the SEC of the importance of management’s and auditors responsibility over risk assessment processes, and the effectiveness of

An interesting communication from the SEC on the need for high quality financial audits and the role of the PCAOB.

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