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The SEC continues to implement its regulatory agenda. Proposing rules to improve governance of clearing houses.
The proposal aims to establish new governance requirements on board composition, independent directors, nominating committees, and risk management committees.
The proposed rule would also require new policies and procedures regarding conflicts of interest, board obligations to oversee relationships with service providers for critical services, and a board obligation to consider stakeholder viewpoints.
Note risk management committees, independent directors and service providers.
Ted Dziekanowski
#regulation #securitiesandexchangecommission #governance
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