Definitely a great read on a Saturday from James Dempsey, with Part 2 of his 3 part series on cybersecurity enforcement. Cyber enforcement that one can say is out of the starting gates and heading towards completing its first furlong…
An important read for corporate compliance, reaffirming the oversight that U.S regulators are adopting over corporate compliance programs and compliance officers. As the Commodities Futures Trading Commission (CTFC) moves to raise charges against the former Chief Compliance Officer of the…
Thank you Ted Dziekanowski. With the ONCD announcement last week and the DoJ releasing its evaluation of corporate compliance programs (), it does not feel like chance that we are seeing an alignment between cyber regulation and enforcement regimes. The…
A balanced speech by Gurbir S. Grewal the Director, Division of Enforcement at the SEC. Citing the changes in focus of enforcement by the SEC over the past year and commitment to deter corporate misconduct and protect investors. Ted Dziekanowski…
Thanks for posting Ted Dziekanowski, lets hope that cyber is one thing that both side of the house and senate can agree on. I wonder if it will raise questions on how regulation will be delivered, with oversight and assurance?…
A very informative and balanced read. The full report focuses on the evolving cyber regulatory environment, recent cyber case law and the role U.S federal agencies such as the FTC, SEC and DoJ are adopting for cybersecurity and digital. It…
Here is a thought for today. There is a Venn diagram for ESG and the relationship between Environmental, Social and Governance. There is also a Venn diagram between ESG, cyber risk management and insurance, that if unbundled creates an intersection…
Thank you for sharing Ted Dziekanowski. The reference to all Criminal Division corporate resolutions (including guilty pleas, deferred prosecution agreements, and non-prosecution agreements) requiring the CEO and Chief Compliance Officer to certify that an organisation compliance program is reasonably designed,…
The enclosed is an interesting read focusing on the changing job market in the U.S for lawyers. Specifically the role of lawyers in ‘Cybersecurity transformation’, with the Chief Legal Officer (CLO) and their teams becoming more involved in cyber. 77%…
A sector that is cash strapped and generally a slow adopter of tech, making it a target for cyber crime. At a time when attacks and the cost of compliance is rising. #cybersecurity #cyberregulation #cyberriskmanagement #compliance View Original Post
