Here’s an interesting observation about cybersecurity regulatory compliance that applies to Public DIB contractors. Do investors price in regulatory compliance to share prices? We know that cyber regulatory compliance affects downside risk as cyber maturity increasingly signals management quality, and…
As we move from assurance to attestation legal risk increases for CMMC compliance. The same is true further SEC final cyber rule, NYDFS cyber, EU NIS 2 and DORA. @Parava Security Solutions #cybersecurity #regulatorycompliance View Original Post
Liz Sandwith CFIIA, and Ryan Buckner AI is being embedded within the audit community, as demonstrated by the active development of audit tools by the Big 4 audit firms. How will auditors, audit platforms, and AI shape up to the…
Well worth a weekend read, if you are a Financial Institution that trades in the UK and trades in the EU. As the The Bank of England fines Vocalink £11.9 million of failure in governance and risk management. Rolf von…
We have been running an event with myLawCLE for the Federal Bar Association for the past 4 months. Covering topics including cybersecurity governance requirements for boards, the Fundamentals of Audit and attestation of cyber regulation, cloud and generative AI security…
It’s just the regulation that keeps on giving. One wonders if there are lessons to be learnt between the SECs regulatory enforcement actions over the use of private communication channels by investment companies and asset managers, and it’s Final Cyber…
Thank you for posting Olaf Classen. A capital addition is not to be taken lightly, it demonstrates that Bafin does not believe that the company has allocated enough capital to manage its operational risks. One would expect any addition to…
Maybe a little more than Tipsters, but an important contributor to the oversight and assurance of Americas companies. One wonders why the EU is reluctant to follow a similar path. It demonstrates that not all Whistleblower complaints came from employees…
The big four are having a bumpy ride at them moment. The EY split, Deloitte being removed from new audit business in Germany and KPMG being the firm providing oversight over SVB bank. Now the head of PWC Australia has…
China has told state owned companies and those listed on the mainland to step up checks on auditors in what is thought to be in response to the tightening of controls on sensitive corporate information. It is a further example…
