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This is important. US Regulation is in place today to allow for the enforcement of cybersecurity across Federal government. With it likely that more will be developed and enforced to protect National Infrastructure.
The Securities and Exchange Commission recently announced that it settled three orders against several investment advisers, broker-dealers, and companies registered as both, for violations of Regulation S-P, Under section 504 of the Gramm-Leach-Bliley Act. Section 504 requires the SEC and other federal agencies to adopt rules implementing notice requirements and restrictions on a financial institution’s ability to disclose non-public personal information about consumers.‚Â
The regulation requires registered broker-dealers, investment companies, and investment advisers to adopt written policies and procedures that address administrative, technical, and physical safeguards for the protection of customer records and information.
Jason Spezzano‚Â Brian McCarthy‚Â Ted Dziekanowski
#theaugustagroup‚Â #theaugustaplan‚Â #cybersecurity‚Â #supplychainriskmanagement‚Â #cyberriskmanagement‚Â #compliance‚Â #cyberinsurance‚Â #insurance‚Â #regulatorycompliance‚Â #regulatoryoversight‚Â #esgrisk‚Â #cyberregulation‚Â #esgreporting‚Â #soc2‚Â #defenceindustry‚Â #esg‚Â #defence‚Â #dodi500090
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