#oversight

Cybersecurity, Regulation & Compliance

One wonders if the cards are stacked up against the audit community at present and recent failures of U.S banks and fines may not be setting the¦

One wonders if the cards are stacked up against the audit community at present and recent failures of U.S banks and fines may not be setting the stage for a pleasant 12 months. It looks like UK financial regulators may…

Andy Watkin-Child
April 10, 2023

Governance & ESG, Regulation & Compliance

A very interesting read by the WSJ on the further independent work the SEC has requested into E&Y, if you can access it.

A very interesting read by the WSJ on the further independent work the SEC has requested into E&Y, if you can access it. It launches a separate investigation, funded by E&Y into the role its manager and lawyers played in…

Andy Watkin-Child
June 29, 2022

Cryptocurrency & Digital Assets, Regulation & Compliance

A really nice speech given by the Chair of the SEC, Gary Gensler to the North American Securities Administrators Association (NASAA) on investor…

A really nice speech given by the Chair of the SEC, Gary Gensler to the North American Securities Administrators Association (NASAA) on investor protection in the digital age. Discussing investment bias in analytics, systemic risk concentration and crypto. Reinforcing some…

Andy Watkin-Child
May 17, 2022

One wonders if the cards are stacked up against the audit community at present and recent failures of U.S banks and fines may not be setting the¦

A very interesting read by the WSJ on the further independent work the SEC has requested into E&Y, if you can access it.

A really nice speech given by the Chair of the SEC, Gary Gensler to the North American Securities Administrators Association (NASAA) on investor…

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One wonders if the cards are stacked up against the audit community at present and recent failures of U.S banks and fines may not be setting the¦