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What does yesterdays SEC proposal to amend Exchange Act rule 3b-16 regarding the definition of an exchange. That contains elements to cover platforms that trade assets of all kinds between buyers and sellers.
‘Relatedly, I support the element of this proposal that modernizes the rules related to the definition of an exchange to cover platforms for all kinds of asset classes that bring together buyers and sellers’
What could this mean for Crypto exchanges that are Alternative Trading Systems (ATS). Will they fall under the purview of the SEC?
#theaugustagroup‚Â #theaugustaplan‚Â #cybersecurity‚Â #supplychainriskmanagement‚Â #cyberriskmanagement‚Â #compliance‚Â #regulatorycompliance‚Â #regulatoryoversight‚Â #esg‚Â #cybercompliance‚Â #cyberregulation‚Â #cybergovernance‚Â #cyberriskgovernance‚Â #securitiesandexchangecommission‚Â #dhs‚Â #governance
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