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A good read for Chief Compliance Officers and CISOs in the Investment Management industry.
Investment advisors advising more than 60 million accounts with combined assets under management of over $100 trillion. The risks associated with cyber and cloud are a threat to the stability of the industry, therefore the SEC is proposing new oversight requirements for some services that Investment Advisors outsource.
In line with the SEC proposal issued on the 9th March 2022 for Investment advisors and fund managers to manage cybersecurity risks. The enclosed proposal requires investment advisors to oversight and assure covered functions, that includes cybersecurity and cloud services.
#cybersecurity #cyberriskmanagement #securitiesandexchangecommission #cyberinsurance
Ted Dziekanowski
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